Eidgenössische Finanzmarktaufsicht FINMA

The Swiss Financial Market Supervisory Authority (FINMA) is an independent regulatory body responsible for ensuring the stability and integrity of the Swiss financial market. With over 30 years of experience in crisis management, FINMA plays a crucial role in licensing and supervising various financial institutions, including banks, insurance companies, asset managers, and investment firms.

FINMA issues permits only to those entities that meet strict legal requirements, ensuring their operations are compliant and safe for investors. The authority monitors market activities, conducting comprehensive oversight and engaging private audit firms to support its regulatory functions. In addition to supervision, FINMA actively enforces regulatory compliance, addressing any violations with appropriate measures.

The organization also provides valuable resources for investors, including warnings about unauthorized entities and publications that clarify its operational guidelines and objectives. For those involved in financial services, FINMA offers a range of services including licensing applications and regulatory guidance to foster transparency and confidence within the Swiss financial marketplace.